News and Resources

David McIlroy and Susanne Muth discuss the requirement of appropriateness under COBS 10.

7 / 5 / 2019

David McIlroy and Susanne Muth discuss the requirement of appropriateness under COBS 10 in this month’s edition of Butterworth’s International Journal of Banking and Financial Law.

The article, entitled ‘The dog that doesn’t bark’, looks at how the courts have failed to understand that this rule is intended to put an end to execution-only sales of financial products to retail clients.

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